Preface |
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iii | |
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xxi | |
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1 | (29) |
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1 | (1) |
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2 | (2) |
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The Role of Agency Law in Business Associations |
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4 | (6) |
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7 | (1) |
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8 | (2) |
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Introduction to Business Forms |
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10 | (20) |
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10 | (1) |
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10 | (1) |
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The Limited Liability Partnership (``LLP'') |
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11 | (1) |
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The Traditional Limited Partnership |
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11 | (1) |
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Business Organizations: Unincorporated Businesses and Closely Held Corporations (1997) |
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11 | (1) |
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12 | (2) |
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The Limited Partnership With A Corporate General Partner |
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14 | (1) |
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The Limited Liability Limited Partnership |
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14 | (1) |
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Limited Liability Companies (``LLCS'') |
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15 | (1) |
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16 | (1) |
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16 | (1) |
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17 | (3) |
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Book Review: Community and Statism: A Conservative Contractarian Critique of Progressive Corporate Law Scholarship |
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20 | (2) |
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The Contractual Theory of the Corporation |
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22 | (1) |
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23 | (3) |
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Team Production in Business Organizations: An Introduction |
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26 | (2) |
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28 | (2) |
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30 | (131) |
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The Need for a Written Agreement |
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30 | (1) |
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Sharing of Profits and Losses |
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31 | (10) |
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34 | (1) |
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35 | (3) |
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38 | (1) |
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39 | (2) |
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41 | (19) |
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Paying Partners for New Business: An Equitable Law Firm Partner Compensation Scheme |
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41 | (1) |
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42 | (1) |
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The Traditional Law Firm of the 1960s |
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42 | (2) |
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44 | (1) |
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45 | (1) |
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Jake Krocheski and Charles J. Santangelo, Two-Tiered Partnerships Proliferate |
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46 | (1) |
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47 | (3) |
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The Economics of Law Firms in the Twenty--First Century |
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50 | (1) |
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National Association for Law Placement The Salary Wars and Their Aftermath |
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51 | (1) |
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Implications and Aftermath The Impact On Law Firms |
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52 | (2) |
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54 | (1) |
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The Year of the Bust: 2001 |
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55 | (2) |
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Retirement Policies In Law Firms |
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57 | (1) |
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57 | (2) |
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59 | (1) |
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Limited Liability Partnerships (LLPs) |
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60 | (6) |
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Registered Limited Liability Partnerships: Present At the Birth (Nearly) |
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60 | (1) |
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61 | (5) |
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66 | (14) |
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National Biscuit Co. v. Stroud |
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66 | (2) |
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68 | (1) |
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69 | (2) |
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71 | (2) |
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73 | (2) |
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75 | (2) |
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77 | (3) |
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Duties of Partners to Each Other |
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80 | (8) |
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80 | (4) |
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84 | (4) |
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88 | (5) |
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Official Comment to Subdivisions (1) And (2--b) of Section 25 of the Uniform Partnership Act |
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88 | (2) |
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90 | (3) |
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93 | (7) |
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Business Basics for Law Students: Essential Concepts and Appications (3rd Ed) |
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94 | (4) |
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98 | (2) |
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100 | (54) |
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100 | (1) |
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101 | (4) |
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105 | (1) |
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105 | (4) |
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109 | (1) |
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109 | (4) |
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113 | (2) |
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8182 Maryland Associates, Limited Partnership v. Sheehan |
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115 | (5) |
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120 | (1) |
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120 | (10) |
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130 | (6) |
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Gibbs v. Breed, Abbott & Morgan |
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136 | (6) |
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142 | (1) |
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Bohatch v. Butler & Binion |
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142 | (8) |
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150 | (4) |
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154 | (4) |
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154 | (4) |
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Inadvertent Partnerships---Continued |
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158 | (1) |
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158 | (1) |
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159 | (2) |
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The Limited Partnership: With Special Reference to Federal Income Taxation |
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161 | (38) |
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161 | (1) |
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Federal Income Taxation: Basic Principles |
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161 | (14) |
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162 | (1) |
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162 | (1) |
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163 | (1) |
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164 | (1) |
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The Taxation of Capital Gains or Losses |
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164 | (1) |
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165 | (1) |
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Business Basics for Law Students: Essential Concepts And Applications |
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166 | (1) |
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The Taxation of Partnerships and Corporations |
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167 | (1) |
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Business Organizations: Unincorporated Businesses and Closely Held Corporations |
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167 | (4) |
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171 | (1) |
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Business tax planning strategies |
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172 | (3) |
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Limited Partnerships With Corporate General Partners |
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175 | (14) |
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177 | (2) |
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Corporate General Partners Of Limited Partnerships |
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179 | (3) |
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In re USACafes, L.P. Litigation |
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182 | (3) |
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185 | (2) |
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Master Limited Partnerships |
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187 | (2) |
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189 | (1) |
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189 | (2) |
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190 | (1) |
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Twenty--First Century Limited Partnerships: Leverage Buyout Companies, Venture Capital Firms and Family Limited Partnerships |
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191 | (8) |
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194 | (2) |
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196 | (3) |
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Limited Liability Companies |
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199 | (23) |
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199 | (9) |
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The Limited Liability Company: A Catalyst Exposing The Corporate Integration Question |
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200 | (1) |
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201 | (7) |
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The Uniform Limited Liability Company Act |
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208 | (1) |
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Contractual Aspects of Limited Liability Companies |
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209 | (6) |
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Elf Atochem North America, Inc. v. Jaffari and Malek LLC |
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209 | (5) |
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214 | (1) |
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Characteristics of an LLC |
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215 | (4) |
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Poore v. Fox Hollow Enterprises |
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215 | (2) |
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217 | (2) |
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219 | (3) |
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The Development of Corporation Law in the United States |
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222 | (36) |
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Louis K. Liggett Co. v. Lee |
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223 | (4) |
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Comment, Law for Sale: A Study of the Delaware Corporation Law of 1967 |
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227 | (2) |
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229 | (9) |
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Countertrends in Corporation Law: Model Business Corporation Act Revision, British Company Law Reform, And Principles of Corporate Governance and Structure |
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238 | (2) |
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Reflections of a Reporter |
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240 | (3) |
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243 | (1) |
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Dole Food Company, Inc., Proxy Statement |
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244 | (4) |
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248 | (2) |
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Bayless Manning, The Shareholder's Appraisal Remedy: An Essay for Frank Coker |
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250 | (1) |
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250 | (8) |
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The Formation of a Closely Held Corporation |
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258 | (57) |
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258 | (1) |
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259 | (16) |
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261 | (12) |
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273 | (2) |
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275 | (1) |
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The Decline of the Doctrine of Ultra Vires |
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275 | (10) |
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711 Kings Highway Corp. v. F.I.M.'s Marine Repair Serv., Inc. |
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277 | (2) |
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279 | (1) |
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Theodora Holding Corp. v. Henderson |
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280 | (4) |
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284 | (1) |
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Premature Commencement of Business |
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285 | (30) |
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285 | (2) |
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287 | (1) |
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Stanley J. How & Assoc., Inc. v. Boss |
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288 | (4) |
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292 | (5) |
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297 | (1) |
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297 | (3) |
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300 | (10) |
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Frontier Refining Company v. Kunkel's, Inc. |
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310 | (3) |
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313 | (2) |
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Disregard of the Corporate Entity |
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315 | (67) |
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The Common Law Doctrine of Piercing the Corporate Veil |
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315 | (38) |
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Bartle v. Home Owners Coop |
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315 | (2) |
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DeWitt Truck Brokers v. W. Ray Flemming Fruit Co. |
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317 | (4) |
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321 | (5) |
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326 | (4) |
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330 | (4) |
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Radaszewski v. Telecom Corp. |
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334 | (3) |
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337 | (4) |
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341 | (3) |
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344 | (5) |
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349 | (3) |
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352 | (1) |
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Should the Piercing Doctrine Be Abolished? |
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353 | (2) |
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The Piercing Doctrine in Federal/State Relations |
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355 | (12) |
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United States v. Bestfoods |
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355 | (10) |
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365 | (1) |
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366 | (1) |
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Roccograndi v. Unemployment Comp. Bd. of Review |
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366 | (1) |
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367 | (1) |
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367 | (8) |
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367 | (2) |
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369 | (3) |
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372 | (2) |
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374 | (1) |
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375 | (7) |
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375 | (4) |
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379 | (3) |
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Financial Matters and the Corporation |
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382 | (117) |
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382 | (1) |
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Types of Equity Securities |
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383 | (8) |
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383 | (1) |
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Common and Preferred Shares |
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384 | (2) |
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Special Rights of Publicly Traded Preferred Shares |
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386 | (3) |
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389 | (1) |
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390 | (1) |
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Issuance of Shares: Herein of Subscriptions, Par Value and Watered Stock |
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391 | (17) |
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Share Subscriptions and Agreements to Purchase Securities |
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391 | (1) |
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Authorization and Issuance of Common Shares Under the MBCA |
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392 | (1) |
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Par Value and Stated Capital |
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392 | (4) |
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396 | (1) |
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397 | (3) |
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400 | (1) |
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Eligible and Ineligible Consideration for Shares |
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400 | (2) |
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402 | (1) |
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Par Value in Modern Practice |
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403 | (3) |
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Accounting for Business Lawyers |
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406 | (1) |
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406 | (1) |
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407 | (1) |
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407 | (1) |
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408 | (6) |
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409 | (2) |
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411 | (2) |
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413 | (1) |
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Debt as a Planning Device |
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413 | (1) |
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414 | (1) |
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Planning the Capital Structure for the Closely Held Corporation |
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414 | (4) |
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415 | (3) |
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418 | (25) |
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Treatise on the Law of Securities Regulation |
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419 | (2) |
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421 | (3) |
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Securities and Exchange Comm'n v. Ralston Purina Co |
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424 | (2) |
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426 | (2) |
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Securities Act Release No. 33--5450 |
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428 | (1) |
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429 | (1) |
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Securities Act Release No. 33--6389 |
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430 | (1) |
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Securities Without Registration Under The Securities Act Of 1933 |
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431 | (5) |
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436 | (3) |
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439 | (2) |
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441 | (2) |
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Issuance of Shares by a Going Concern: Preemptive Rights, Dilution & Recapitalizations |
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443 | (16) |
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Stokes v. Continental Trust Co. of City of New York |
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443 | (3) |
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446 | (2) |
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448 | (4) |
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452 | (1) |
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Lacos Land Company v. Arden Group, Inc. |
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453 | (5) |
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458 | (1) |
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Distributions by a Closely Held Corporation |
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459 | (30) |
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459 | (3) |
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462 | (4) |
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466 | (3) |
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469 | (1) |
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Business Organizations: Unincorporated Businesses and Closely Held Corporations |
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470 | (1) |
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471 | (1) |
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Donahue v. Rodd Electrotype Co. |
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472 | (10) |
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482 | (7) |
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Legal Restrictions on Distributions |
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489 | (6) |
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The Model Business Corporation Act |
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490 | (1) |
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Official Comment to § 6.40 |
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490 | (4) |
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494 | (1) |
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495 | (4) |
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495 | (1) |
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``Earned Surplus'' Dividend Statutes |
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495 | (1) |
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``Impairment of Capital'' Dividend Statutes |
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496 | (1) |
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Distributions of Capital Surplus |
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497 | (1) |
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497 | (2) |
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Management and Control of Corporation |
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499 | (144) |
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The Traditional Roles of Shareholders and Directors |
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499 | (30) |
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499 | (3) |
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502 | (3) |
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505 | (7) |
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512 | (4) |
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516 | (6) |
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522 | (1) |
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Matter of Auer v. Dressel |
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522 | (6) |
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528 | (1) |
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Shareholder Voting and Agreements |
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529 | (55) |
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529 | (3) |
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532 | (3) |
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535 | (1) |
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536 | (5) |
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541 | (2) |
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Ringling Bros.--Barnum & Bailey Combined Shows v. Ringling |
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543 | (7) |
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550 | (1) |
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New York---McKinney's Bus. Corp.Law |
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551 | (2) |
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New York---McKinney's Bus. Corp.Law |
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553 | (1) |
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553 | (7) |
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560 | (3) |
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563 | (2) |
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565 | (7) |
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572 | (1) |
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Ling and Co. v. Trinity Sav. And Loan Ass'n |
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573 | (3) |
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576 | (2) |
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Valuation Controversies: A Minefield For The Unwary |
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578 | (1) |
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How Will You Find Value? Determining the Price for a Buy--Sell Agreement |
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579 | (2) |
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581 | (3) |
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584 | (9) |
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584 | (2) |
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586 | (1) |
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In re Radom & Neidorff, Inc |
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587 | (4) |
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591 | (2) |
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Modern Remedies for Oppression, Dissension or Deadlock |
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593 | (15) |
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593 | (4) |
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597 | (5) |
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Abreu v. Unica Indus. Sales, Inc. |
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602 | (5) |
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607 | (1) |
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Action by Directors and Officers |
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608 | (13) |
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In the Matter of Drive--In Development Corp |
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608 | (1) |
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609 | (1) |
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Black v. Harrison Home Co. |
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610 | (1) |
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611 | (4) |
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615 | (4) |
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619 | (2) |
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Transactions in Controlling Shares |
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621 | (22) |
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Zetlin v. Hanson Holdings, Inc. |
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621 | (1) |
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DeBaun v. First Western Bank and Trust Co. |
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622 | (6) |
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628 | (3) |
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631 | (6) |
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637 | (4) |
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641 | (1) |
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641 | (2) |
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Control and Management in the Publicly Held Corporation |
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643 | (157) |
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``Social Responsibility'' or the Lack Thereof |
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643 | (16) |
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The Role of Giant Corporations in the American and World Economies: Globalization and Corporate Power and Responsibility |
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643 | (1) |
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Countries Still Rule the World |
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644 | (1) |
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Our Schizophrenic Conception of the Business Corporation |
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645 | (3) |
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Playboy Interview: Milton Friedman |
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648 | (1) |
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The Corporate Social Responsibility Debate: Unanswered Questions About the Consequences of Moral Reform |
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648 | (3) |
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The Corporate Governance Movement |
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651 | (1) |
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652 | (2) |
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The American Law Institute, Principles of Corporate Governance: Analysis & Recommendations |
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654 | (1) |
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654 | (1) |
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Illinois Business Corporation Act |
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655 | (1) |
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Pennsylvania Business Corporation Law |
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655 | (1) |
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656 | (3) |
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659 | (25) |
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659 | (1) |
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United States Temporary National Economic Committee [Bureaucracy and Trusteeship in Large Corporations] |
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659 | (1) |
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659 | (1) |
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|
Efficient Capital Market Theory, The Market for Corporate Control, And the Regulation of Cash Tender Offers |
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660 | (2) |
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662 | (2) |
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The Growth of Institutional Investors |
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664 | (1) |
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Corporate Governance: Institutional Investors, Now In Control of More Than Half the Shares of U.S. Corporations, Demand More Accountability |
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664 | (1) |
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665 | (1) |
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Beyond Managerialism: Investor Capitalism? |
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666 | (1) |
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667 | (1) |
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Shareholder Passivity Reexamined |
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667 | (1) |
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|
The Economics of Corporate Governance: Beyond The Marshallian Firm |
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668 | (1) |
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669 | (4) |
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Nominees, Book Entry, And ``Street Names'' |
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673 | (1) |
|
Role of Giant Corporations |
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|
673 | (1) |
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|
674 | (1) |
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Final Report of the Securities and Exchange Commission on the Practice Of Recording the Ownership of Securities In the Records of the Issuer in Other Than the Name of the Beneficial Owner of Such Securities |
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|
674 | (4) |
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678 | (6) |
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684 | (30) |
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Reliance and Liability Standards for Outside Directors |
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|
684 | (3) |
|
|
Building a More Effective Board of Directors |
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|
687 | (1) |
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688 | (4) |
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Bayless Manning, The Business Judgment Rule and the Director's Duty Of Attention: Time for Reality |
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|
692 | (7) |
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699 | (2) |
|
Corporate Governance in America 1950--2000: Major Changes But Uncertain Benefits |
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701 | (11) |
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712 | (2) |
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The Collapse of Enron Corporation and the Decline in Trust |
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714 | (9) |
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The Causes and Consequences of Enron |
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|
714 | (5) |
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|
719 | (1) |
|
Lessons from the Collapse of Enron |
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|
719 | (1) |
|
Arthur Andersen's Collapse |
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720 | (2) |
|
Professional Responsibility of Corporate Lawyers |
|
|
722 | (1) |
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|
723 | (1) |
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|
723 | (73) |
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|
723 | (1) |
|
Securities Exchange Act of 1934 §§ 14(a), 12(a), 12(g) |
|
|
723 | (1) |
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|
724 | (3) |
|
Studebaker Corp. v. Gittlin |
|
|
727 | (2) |
|
|
729 | (2) |
|
Proxy Forms, Proxy Statements, and Annual Reports |
|
|
731 | (6) |
|
In The Matter of Caterpillar, Inc. |
|
|
737 | (7) |
|
|
744 | (2) |
|
False or Misleading Statements in Connection With Proxy Solicitations |
|
|
746 | (1) |
|
Regulation 14a. Solicitation Of Proxies |
|
|
746 | (1) |
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|
746 | (1) |
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|
747 | (4) |
|
|
751 | (7) |
|
TSC Indus., Inc. v. Northway, Inc |
|
|
758 | (4) |
|
|
762 | (1) |
|
Virginia Bankshares, Inc. v. Sandberg |
|
|
762 | (15) |
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|
777 | (1) |
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|
777 | (1) |
|
Regulation 14a. Solicitation of Proxies |
|
|
777 | (6) |
|
|
783 | (6) |
|
|
789 | (2) |
|
|
791 | (3) |
|
Communicating With Shareholders |
|
|
794 | (1) |
|
Regulation 14a. Solicitation of Proxies |
|
|
794 | (1) |
|
|
795 | (1) |
|
Disclosure Requirements for 2003 and Beyond |
|
|
796 | (4) |
|
Duty of Care and the Business Judgment Rule |
|
|
800 | (108) |
|
|
800 | (6) |
|
|
806 | (1) |
|
|
807 | (4) |
|
|
811 | (7) |
|
|
818 | (12) |
|
|
830 | (2) |
|
|
832 | (1) |
|
|
832 | (4) |
|
In re Caremark Intern. Inc. Derivative Litigation |
|
|
836 | (9) |
|
|
845 | (6) |
|
|
851 | (8) |
|
|
859 | (1) |
|
|
860 | (2) |
|
|
862 | (4) |
|
Zapata Corp. v. Maldonado |
|
|
866 | (8) |
|
|
874 | (1) |
|
|
874 | (9) |
|
|
883 | (5) |
|
|
888 | (3) |
|
|
891 | (8) |
|
|
899 | (9) |
|
Duty of Loyalty and Conflict of Interest |
|
|
908 | (66) |
|
|
908 | (48) |
|
|
908 | (3) |
|
|
911 | (7) |
|
|
918 | (5) |
|
|
923 | (5) |
|
|
928 | (6) |
|
Sinclair Oil Corp. v. Levien |
|
|
934 | (5) |
|
|
939 | (1) |
|
|
940 | (12) |
|
|
952 | (4) |
|
|
956 | (12) |
|
Northeast Harbor Golf Club, Inc. v. Harris |
|
|
956 | (8) |
|
|
964 | (4) |
|
Duties to Corporate Constituencies Other Than Common Shareholders |
|
|
968 | (6) |
|
Transactions in Shares: Rule 10b--5, Insider Trading and Securities Fraud |
|
|
974 | (160) |
|
The Development of a Federal Remedy: Rule 10b--5 |
|
|
974 | (36) |
|
Securities Exchange Act of 1934 |
|
|
974 | (1) |
|
Rule 10b--5: Employment of Manipulative and Deceptive Devices |
|
|
974 | (1) |
|
|
975 | (12) |
|
|
987 | (4) |
|
|
991 | (3) |
|
|
994 | (3) |
|
In re Enron Corporation Securities, Derivative & ERISA Litigation |
|
|
997 | (13) |
|
|
1010 | (1) |
|
|
1010 | (81) |
|
Securities and Exchange Comm 'n v. Texas Gulf Sulphur Co. |
|
|
1011 | (11) |
|
|
1022 | (2) |
|
The Regulation of Insider Trading |
|
|
1024 | (2) |
|
|
|
|
1026 | (2) |
|
Chiarella v. United States |
|
|
1028 | (7) |
|
|
1035 | (4) |
|
|
1039 | (11) |
|
|
1050 | (4) |
|
|
1054 | (7) |
|
|
1061 | (3) |
|
United States v. Chestman |
|
|
1064 | (11) |
|
|
1075 | (1) |
|
Securities Exchange Act of 1934 |
|
|
1076 | (2) |
|
|
1078 | (4) |
|
Securities Exchange Act of 1934 |
|
|
1082 | (1) |
|
|
1083 | (1) |
|
Securities Exchange Act of 1934 |
|
|
1084 | (1) |
|
|
1085 | (6) |
|
Judicial Development of Liability for Securities Fraud |
|
|
1091 | (22) |
|
|
1091 | (14) |
|
|
1105 | (8) |
|
Liability for Securities Fraud: Statutory Regulation |
|
|
1113 | (21) |
|
The Private Securities Litigation Reform Act Of 1995: Rebalancing Litigation Risks And Rewards For Class Action Plaintiffs, Defendants and Lawyers |
|
|
1113 | (3) |
|
|
|
|
1116 | (1) |
|
Section 10(b) and the Vagaries of Federal Common Law: The Merits of Codifying the Private Cause of Action Under a Structuralist Approach |
|
|
1117 | (5) |
|
|
|
1122 | (2) |
|
The Securities Litigation Uniform Standards Act of 1998: The Sun Sets on California's Blue Sky Laws |
|
|
1124 | (4) |
|
MDCM Holdings, Inc. v. Credit Suisse First Boston Corporation |
|
|
1128 | (4) |
|
|
1132 | (1) |
|
Gibson v. PS Group Holdings, Inc. |
|
|
1132 | (1) |
|
|
1133 | (1) |
|
Indemnification and Insurance |
|
|
1134 | (26) |
|
Merritt--Chapman & Scott Corp. v. Wolfson |
|
|
1134 | (2) |
|
|
1136 | (7) |
|
Indemnification of Directors in Actions Directly by the Corporation: Must the Corporation Finance Its Opponent's Defense? |
|
|
1143 | (3) |
|
|
|
1146 | (3) |
|
McCullough v. Fidelity & Deposit Co. |
|
|
1149 | (2) |
|
|
1151 | (1) |
|
Directors' And Officers' Liability, A D & O Policy Road Map: The Coverage Exclusions |
|
|
1152 | (5) |
|
|
|
|
1157 | (3) |
|
|
1160 | (93) |
|
The Beginnings of the Takeover Movement |
|
|
1161 | (15) |
|
U.S. Corporate Governance in a Post-Managerial Age |
|
|
1161 | (1) |
|
|
|
1162 | (3) |
|
|
1165 | (1) |
|
Corporation Finance: Cases and Materials (3rd Ed., 2001) |
|
|
1165 | (3) |
|
|
|
|
1168 | (2) |
|
|
1170 | (1) |
|
Business Basics for Law Students: Essential Terms and Concepts |
|
|
1171 | (1) |
|
|
|
Corporate Mergers and Acquisitions |
|
|
1172 | (2) |
|
|
|
1174 | (1) |
|
Cases and Materials on Corporation Finance, 3d Ed. (2001) |
|
|
1175 | (1) |
|
|
|
U.S. Corporate Governance |
|
|
1176 | (1) |
|
|
in a Post--Managerial Age |
|
|
1176 | (1) |
|
Defenses: State Legislation |
|
|
1176 | (17) |
|
CTS Corp. v. Dynamics Corp. of America |
|
|
1176 | (11) |
|
|
1187 | (3) |
|
The Delaware Takeover Law: Some Issues, Strategies And Comparisons |
|
|
1190 | (2) |
|
|
|
1192 | (1) |
|
|
1193 | (29) |
|
Moran v. Household Int'l, Inc. |
|
|
1194 | (8) |
|
|
1202 | (2) |
|
Mentor Graphics Corporation v. Quickturn Design Systems, Inc. |
|
|
1204 | (8) |
|
|
1212 | (4) |
|
International Brotherhood of Teamsters v. Fleming Companies |
|
|
1216 | (5) |
|
|
1221 | (1) |
|
Takeover Defenses and Judicial Review |
|
|
1222 | (16) |
|
|
1226 | (4) |
|
|
1230 | (3) |
|
|
1233 | (5) |
|
The View From the Year 2003 |
|
|
1238 | (2) |
|
Federalism and Corporate Law: The Race to Protect Managers From Takeovers |
|
|
1239 | (1) |
|
|
|
|
1240 | (1) |
|
|
1240 | (7) |
|
Clearly Defining Preclusive Corporate Lock--Ups: A Bright Line Test for Lock--Up Provisions in Delaware |
|
|
1240 | (6) |
|
|
|
1246 | (1) |
|
Recent Fundamental Changes in the MBCA |
|
|
1247 | (6) |
|
|
1251 | (2) |
|
Corporate Books and Records |
|
|
1253 | (24) |
|
Thomas & Betts Corporation v. Leviton Manufacturing Co., Inc. |
|
|
1255 | (7) |
|
|
1262 | (3) |
|
Saito v. McKesson HBOC, Inc. |
|
|
1265 | (2) |
|
|
1267 | (2) |
|
Parsons v. Jefferson--Pilot Corp |
|
|
1269 | (6) |
|
|
1275 | (2) |
Index |
|
1277 | |